TP ICAP Americas Holdings Inc v. ICAP Enterprises Inc et al, wawdc:2:2021cv00539

INTER-DEALER BROKERAGE IN THE FIELD OF SECURITIES [AND EQUITIES;] INTER-DEALER SECURITIES [AND EQUITIES ] TRADING SERVICES VIA GLOBAL COMPUTER AND PRIVATE COMPUTER NETWORKS;

Transmission of data, messages and information by computer, electronic mail; computer communication services; telecommunication services, namely, the transmission of information and data; electronic mail services; telecommunications services for providing multiple-user access to a global computer network; providing multi-user access to an electronic database for the dissemination of securities information and the direct on-line purchase of stock via wide-area computer network; providing multi-user access to a computer database in the field of securities, stocks, shares, options and warrants, featuring real time investment information in the stocks and securities market; all the aforesaid relating to the provision of connectivity to financial markets and trading systems and the provision of data related to financial markets and trading systems; not including any services relating to the development, sale, maintenance and support of software for transmitting messages and/or data on a communication network for voice and data processing, namely, software solutions, software products and services for mobile network operators with regard to all business areas;

Commercial intermediation services, namely, mediating broking agreements regarding the sale of financial products and instruments, namely, futures, swaps and options, compilation of business price and statistical information in the nature of compilation of observable and modeled pricing data of financial products and instruments for business purposes; compilation and provision of financial, securities, trade and quote, order, execution, index value and other financial market information for business purposes; preparation and compilation of business reports; business, market research and information services in the nature of trade support information, market reports, providing information and commentary in the field of business, historical business and market data, straight through processing feeds and trade reports; and information services relating to all the foregoing; all of the foregoing services are provided to participants in the nonretail financial market;

Financial services, namely, trading of financial instruments, securities, shares, options and other derivative products; stock broking services; stocks and bond brokerage; provision of financial information; and clearing and reconciling financial transactions via a global computer network; stock and securities exchange price quotations; all of the foregoing services are provided to participants in the nonretail financial market;

Design and development of computer software; computer programming; computer consultancy services; design and development of computer software; computer programming; all of the foregoing services relating to financial trading systems and provision of connectivity to financial markets, trading exchanges and platforms and to the provision of data related to financial markets and trading systems and to the provision of post-trade services in the financial markets, capture and matching of trade related data and trade tickets, transaction settlement services, netting and trade allocation services, trade and account reconciliation services, trade confirmation services, messaging services relating to post-trade activities, credit services and calculation and monitoring of credit limits and credit utilisation; design and development of software for testing trading strategies against live and historic market data and for development of proprietary trading strategies; updating of computer programs for third parties; computer systems analysis; rental of computer programs and computer database servers; software as a service ("SAAS") featuring software for use in financial services, financial trading services, broking services, stock exchange services, equities exchange services, trade matching services and investment exchange services, and providing temporary use of on-line, non-downloadable software for use in financial services, financial trading services, broking services, stock exchange services, equities exchange services, trade matching services and investment exchange services;

Financial services, namely voice and electronic interdealer broker, of a wide range of securities products to the wholesale market, including without limitation, US Treasury products, GSE Agencies, US mortgages, Money market instruments, Euro-Government Bonds, Eurozone and US Repurchase Agreements, Credit Derivatives, Interest Rate Derivatives and other OTC Derivative instruments, Foreign Exchange Spot, Foreign Exchange Forwards, US Corporate securities, US Municipal securities, Equity instruments, Equity Derivatives, and Energy products inclusive of Oil, Power, Natural Gas and Coal;

[ Computer programs and computer software in the field of inter-dealer broking; ] electronic publications, namely, magazines, newsletters and reports featuring market commentary, research and investment reports recorded on computer media;

Investment, namely, inter-dealer broking, financing, brokerage in the field of a wide range of securities products to the wholesale market, namely, US Treasury products, GSE Agencies, US mortgages, Money market instruments, Euro-Government Bonds, Eurozone and US Repurchase Agreements, Credit Derivatives, Interest Rate Derivatives and other OTC Derivative instruments, Foreign Exchange Spot, Foreign Exchange Forwards, US Corporate securities, US Municipal securities, Equity instruments, Equity Derivatives, and Energy products inclusive of Oil, Power, Natural Gas and Coal; credit, namely, credit default swaps and related products; foreign currency exchange transactions, money transfer services and exchange services; financial guarantees; inter-dealer broking relating to interest rate swaps and interest rate options; equity derivatives; and commodity trading for others; brokerage for trading of financial instruments, financial products, and derivatives; debt trading services; [ financial evaluations; fiscal assessments and valuations; financial advisory services; ] on-line banking services; providing online financial information in the nature of trade support information, market reports, commentary services, historical data, straight-through-processing feeds and trade reports * all of which services are provided to participants in the non-retail financial market; financial evaluations; fiscal assessments and valuations conducted for the purpose of facilitating the brokerage and trading of financial instruments *;

Providing pricing information in the field of capital market derivatives;